Finding insider trades…Reading each Form 4…Adding them up…
LPLALPL Financial Holdings Inc.
Insider trades (Form 4)
Directors, top managers and anyone owning more than 10% of a company must report every time they buy, sell or receive its shares, within two business days, on a Form 4. Here is what LPL Financial Holdings's insiders did over the last year, and what each kind of trade means.
Bought on the open market$00 trades by 0 people
Sold on the open market$2.2M9 trades by 4 people
Sales that were planned ahead78%made under a pre-set trading plan (Rule 10b5-1)
Filings read30the newest 30 of 66 in the last year
Buying and selling, month by month
Open-market trades only, by value. Tap a month.
DecJanFebMarAprMayJunJulAugSepOctNov
■ above the line: bought · ■ below: sold
Who traded
| Person and role | Bought | Sold | Shares held after | |
|---|---|---|---|---|
| Greg GatesGroup Managing Director | – | $1.5M | 27.7K | |
| Matthew EnyediGroup Managing Director | – | $352.7K | 13.9K | |
| Aneri JambusariaGroup Managing Director | – | $204.3K | 6.1K | |
| Katharine ReepingPrincipal Accounting Officer | – | $153.0K | 1.8K | |
| Emily FieldGroup Managing Director | – | – | 1.8K | |
| Corey E. ThomasDirector | – | – | 14.9K | |
| Richard P SchifterDirector | – | – | 39.2K | |
| James S PutnamDirector | – | – | 135.3K | |
| Allison MnookinDirector | – | – | 11.8K | |
| William Francis Jr GlavinDirector | – | – | 24.1K | |
| Paulett EberhartDirector | – | – | 17.8K | |
| Edward C BernardDirector | – | – | 16.3K | |
| Marc Eliot CohenGroup Managing Director | – | – | 4.4K | |
| Anne M MulcahyDirector | – | – | 37.1K | |
| Albert J KoDirector | – | – | 3.3K | |
| Somesh KhannaDirector | – | – | 851 |
Every trade (39)
- Sep 11, 2026Sold shares on the open marketKatharine Reeping · Principal Accounting OfficerInsiders sell for many reasons: paying taxes, buying a house, spreading their savings. Many sales are planned months ahead. Form 4−439.949 sharesat $347.88 = $153.0Kowns 1,773.957 after
- Sep 5, 2026Shares kept back to pay taxEmily Field · Group Managing DirectorWhen share pay vests, the company keeps some shares to cover the tax bill. Not a decision to sell. Form 4−106 sharesat $359.33 = $38.1Kowns 1,833 after
- Aug 28, 2026Received shares or options as payCorey E. Thomas · DirectorA grant from the company as part of their pay, not a purchase. Form 4+4 sharesno price (not a sale)owns 14,912 after
- Aug 28, 2026Received shares or options as payRichard P Schifter · DirectorA grant from the company as part of their pay, not a purchase. Form 4+14 sharesno price (not a sale)owns 39,191.572 after
- Aug 28, 2026Received shares or options as payJames S Putnam · DirectorA grant from the company as part of their pay, not a purchase. Form 4+7 sharesno price (not a sale)owns 135,297.5 after
- Aug 28, 2026Received shares or options as payAllison Mnookin · DirectorA grant from the company as part of their pay, not a purchase. Form 4+2 sharesno price (not a sale)owns 11,763 after
- Aug 28, 2026Received shares or options as payWilliam Francis Jr Glavin · DirectorA grant from the company as part of their pay, not a purchase. Form 4+10 sharesno price (not a sale)owns 24,074 after
- Aug 28, 2026Received shares or options as payPaulett Eberhart · DirectorA grant from the company as part of their pay, not a purchase. Form 4+4 sharesno price (not a sale)owns 17,764 after
- Aug 28, 2026Received shares or options as payEdward C Bernard · DirectorA grant from the company as part of their pay, not a purchase. Form 4+3 sharesno price (not a sale)owns 16,262 after
- Aug 27, 2026Sold shares on the open marketPlanned aheadAneri Jambusaria · Group Managing DirectorInsiders sell for many reasons: paying taxes, buying a house, spreading their savings. Many sales are planned months ahead. Form 4−308 sharesat $357.36 = $110.1Kowns 6,107 after
- Aug 20, 2026Turned options or share units into sharesGreg Gates · Group Managing DirectorSwapping options or units they already had for actual shares. Often followed by a sale or tax withholding. Form 4+7,189 sharesat $77.53 = $557.4Kowns 27,721 after
- Aug 20, 2026Sold shares on the open marketGreg Gates · Group Managing DirectorInsiders sell for many reasons: paying taxes, buying a house, spreading their savings. Many sales are planned months ahead. Form 4−4,119 sharesat $355.38 = $1.5Mowns 23,602 after
- Aug 20, 2026Turned options or share units into sharesGreg Gates · Group Managing DirectorSwapping options or units they already had for actual shares. Often followed by a sale or tax withholding. (Option to purchase Common Stock) Form 4−7,189 unitsno price (not a sale)
- Aug 3, 2026Gave shares away (gift)James S Putnam · DirectorA gift, often to family or charity. No money changes hands. Form 4−2,000 sharesno price (not a sale)owns 135,290.5 after
- Jul 31, 2026Sold shares on the open marketPlanned aheadMatthew Enyedi · Group Managing DirectorInsiders sell for many reasons: paying taxes, buying a house, spreading their savings. Many sales are planned months ahead. Form 4−189 sharesat $351.06 = $66.4Kowns 13,932 after
- Jul 31, 2026Sold shares on the open marketPlanned aheadMatthew Enyedi · Group Managing DirectorInsiders sell for many reasons: paying taxes, buying a house, spreading their savings. Many sales are planned months ahead. Form 4−463 sharesat $352.77 = $163.3Kowns 13,469 after
- Jul 31, 2026Sold shares on the open marketPlanned aheadMatthew Enyedi · Group Managing DirectorInsiders sell for many reasons: paying taxes, buying a house, spreading their savings. Many sales are planned months ahead. Form 4−296 sharesat $353.37 = $104.6Kowns 13,173 after
- Jul 31, 2026Sold shares on the open marketPlanned aheadMatthew Enyedi · Group Managing DirectorInsiders sell for many reasons: paying taxes, buying a house, spreading their savings. Many sales are planned months ahead. Form 4−51 sharesat $354.52 = $18.1Kowns 13,122 after
- Jul 31, 2026Sold shares on the open marketPlanned aheadMatthew Enyedi · Group Managing DirectorInsiders sell for many reasons: paying taxes, buying a house, spreading their savings. Many sales are planned months ahead. Form 4−1 sharesat $355.51 = $355.51owns 13,121 after
- Jun 17, 2026Sold shares on the open marketPlanned aheadAneri Jambusaria · Group Managing DirectorInsiders sell for many reasons: paying taxes, buying a house, spreading their savings. Many sales are planned months ahead. Form 4−308 sharesat $306.00 = $94.2Kowns 6,415 after
- Jun 12, 2026Shares kept back to pay taxGreg Gates · Group Managing DirectorWhen share pay vests, the company keeps some shares to cover the tax bill. Not a decision to sell. Form 4−232 sharesat $295.66 = $68.6Kowns 20,532 after
- Jun 12, 2026Shares kept back to pay taxMarc Eliot Cohen · Group Managing DirectorWhen share pay vests, the company keeps some shares to cover the tax bill. Not a decision to sell. Form 4−44 sharesat $295.66 = $13.0Kowns 4,356 after
- Jun 4, 2026Received shares or options as payCorey E. Thomas · DirectorA grant from the company as part of their pay, not a purchase. Form 4+7 sharesno price (not a sale)owns 14,908 after
- Jun 4, 2026Received shares or options as payRichard P Schifter · DirectorA grant from the company as part of their pay, not a purchase. Form 4+19 sharesno price (not a sale)owns 39,177.572 after
- Jun 4, 2026Received shares or options as payJames S Putnam · DirectorA grant from the company as part of their pay, not a purchase. Form 4+10 sharesno price (not a sale)owns 137,290.5 after
- Jun 4, 2026Received shares or options as payAllison Mnookin · DirectorA grant from the company as part of their pay, not a purchase. Form 4+3 sharesno price (not a sale)owns 11,761 after
- Jun 4, 2026Received shares or options as payWilliam Francis Jr Glavin · DirectorA grant from the company as part of their pay, not a purchase. Form 4+15 sharesno price (not a sale)owns 24,064 after
- Jun 4, 2026Received shares or options as payPaulett Eberhart · DirectorA grant from the company as part of their pay, not a purchase. Form 4+5 sharesno price (not a sale)owns 17,760 after
- Jun 4, 2026Received shares or options as payEdward C Bernard · DirectorA grant from the company as part of their pay, not a purchase. Form 4+4 sharesno price (not a sale)owns 16,259 after
- May 15, 2026Received shares or options as payCorey E. Thomas · DirectorA grant from the company as part of their pay, not a purchase. Form 4+712 sharesno price (not a sale)owns 14,553 after
- May 15, 2026Received shares or options as payCorey E. Thomas · DirectorA grant from the company as part of their pay, not a purchase. Form 4+348 sharesno price (not a sale)owns 14,901 after
- May 15, 2026Received shares or options as payRichard P Schifter · DirectorA grant from the company as part of their pay, not a purchase. Form 4+712 sharesno price (not a sale)owns 38,810.572 after
- May 15, 2026Received shares or options as payRichard P Schifter · DirectorA grant from the company as part of their pay, not a purchase. Form 4+348 sharesno price (not a sale)owns 39,158.572 after
- May 15, 2026Received shares or options as payJames S Putnam · DirectorA grant from the company as part of their pay, not a purchase. Form 4+712 sharesno price (not a sale)owns 137,280.5 after
- May 15, 2026Received shares or options as payAnne M Mulcahy · DirectorA grant from the company as part of their pay, not a purchase. Form 4+712 sharesno price (not a sale)owns 37,083 after
- May 15, 2026Received shares or options as payAnne M Mulcahy · DirectorA grant from the company as part of their pay, not a purchase. Form 4+348 sharesno price (not a sale)owns 37,431 after
- May 15, 2026Received shares or options as payAllison Mnookin · DirectorA grant from the company as part of their pay, not a purchase. Form 4+712 sharesno price (not a sale)owns 11,758 after
- May 15, 2026Received shares or options as payAlbert J Ko · DirectorA grant from the company as part of their pay, not a purchase. Form 4+712 sharesno price (not a sale)owns 3,299 after
- May 15, 2026Received shares or options as paySomesh Khanna · DirectorA grant from the company as part of their pay, not a purchase. Form 4+712 sharesno price (not a sale)owns 851 after
Read straight from the Form 4 filings LPL Financial Holdings's directors, top managers and large owners sent to the SEC. Insiders sell for many reasons: taxes, diversifying, planned sales. Buying with their own money is rarer. None of this says whether to buy or sell the shares.