SFStifel Financial Corp

Insider trades (Form 4)

Directors, top managers and anyone owning more than 10% of a company must report every time they buy, sell or receive its shares, within two business days, on a Form 4. Here is what Stifel Financial's insiders did over the last year, and what each kind of trade means.

Bought on the open market$00 trades by 0 people

Sold on the open market$372.2K2 trades by 1 person

Sales that were planned ahead0%made under a pre-set trading plan (Rule 10b5-1)

Filings read30the newest 30 of 70 in the last year

Buying and selling, month by month

Open-market trades only, by value. Tap a month.

DecJanFebMarAprMayJunJulAugSepOctNov

■ above the line: bought · ■ below: sold

Who traded

Person and role	Bought	Sold	Shares held after
Maryam S. BrownDirector	–	$372.2K	7.9K
Michael W BrownDirector	–	–	103.3K
Michael J ZimmermanDirector	–	–	71.6K
Maura A. MarkusDirector	–	–	44.7K
David A PeacockDirector	–	–	13.8K
Adam T. BerlewDirector	–	–	24.5K
James P. KavanaughDirector	–	–	13.6K
Lisa Landau CarnoyDirector	–	–	10.6K
Charles Bradford RaymondCo-Head Global Instl Eqty Adv	–	–	117.8K

Every trade (52)

Jul 23, 2026Sold shares on the open marketMaryam S. Brown · DirectorInsiders sell for many reasons: paying taxes, buying a house, spreading their savings. Many sales are planned months ahead. Form 4−2,500 sharesat $79.25 = $198.1Kowns 7,929 after
Jul 23, 2026Sold shares on the open marketMaryam S. Brown · DirectorInsiders sell for many reasons: paying taxes, buying a house, spreading their savings. Many sales are planned months ahead. Form 4−2,200 sharesat $79.14 = $174.1Kowns 5,729 after
Jun 9, 2026Received shares or options as payAdam T. Berlew · DirectorA grant from the company as part of their pay, not a purchase. (Phontom Stock Unit) Form 4+2,450 unitsat $71.40owns 2,450 after
Jun 9, 2026Received shares or options as payMaryam S. Brown · DirectorA grant from the company as part of their pay, not a purchase. (Phantom Stock Units) Form 4+2,450 unitsat $71.40owns 2,450 after
Jun 9, 2026Received shares or options as payMichael W Brown · DirectorA grant from the company as part of their pay, not a purchase. (Phantom Stock Units) Form 4+2,450 unitsat $71.40owns 2,450 after
Jun 9, 2026Received shares or options as payLisa Landau Carnoy · DirectorA grant from the company as part of their pay, not a purchase. (Phantom Stock Units) Form 4+2,450 unitsat $71.40owns 2,450 after
Jun 9, 2026Received shares or options as payJames P. Kavanaugh · DirectorA grant from the company as part of their pay, not a purchase. (Phantom Stock Units) Form 4+2,450 unitsat $71.40owns 2,450 after
Jun 9, 2026Received shares or options as payVictor Nesi · DirectorA grant from the company as part of their pay, not a purchase. (Phantom Stock Units) Form 4+2,450 unitsat $71.40owns 90,962 after
Jun 9, 2026Received shares or options as payDavid A Peacock · DirectorA grant from the company as part of their pay, not a purchase. (Phantom Stock Units) Form 4+2,450 unitsat $71.40owns 2,450 after
Jun 9, 2026Received shares or options as payRobert Edward Grady · DirectorA grant from the company as part of their pay, not a purchase. (Phantom Stock Units) Form 4+2,450 unitsat $71.40owns 2,450 after
Jun 9, 2026Received shares or options as payMichael J Zimmerman · DirectorA grant from the company as part of their pay, not a purchase. (Phantom Stock Units) Form 4+2,450 unitsat $71.40owns 2,450 after
Jun 9, 2026Received shares or options as payMaura A. Markus · DirectorA grant from the company as part of their pay, not a purchase. (Phantom Stock Units) Form 4+2,450 unitsat $71.40owns 2,450 after
Jun 4, 2026Turned options or share units into sharesMichael W Brown · DirectorSwapping options or units they already had for actual shares. Often followed by a sale or tax withholding. Form 4+2,812 sharesno price (not a sale)owns 103,264 after
Jun 4, 2026Turned options or share units into sharesMichael W Brown · DirectorSwapping options or units they already had for actual shares. Often followed by a sale or tax withholding. (Phantom Stock Units) Form 4−2,812 unitsno price (not a sale)
Jun 4, 2026Turned options or share units into sharesMichael J Zimmerman · DirectorSwapping options or units they already had for actual shares. Often followed by a sale or tax withholding. Form 4+2,812 sharesno price (not a sale)owns 71,562 after
Jun 4, 2026Turned options or share units into sharesMichael J Zimmerman · DirectorSwapping options or units they already had for actual shares. Often followed by a sale or tax withholding. (Phantom Stock Units) Form 4−2,812 unitsno price (not a sale)
Jun 4, 2026Turned options or share units into sharesMaura A. Markus · DirectorSwapping options or units they already had for actual shares. Often followed by a sale or tax withholding. Form 4+2,812 sharesno price (not a sale)owns 44,688 after
Jun 4, 2026Turned options or share units into sharesMaura A. Markus · DirectorSwapping options or units they already had for actual shares. Often followed by a sale or tax withholding. (Phantom Stock Units) Form 4−2,812 unitsno price (not a sale)
Jun 4, 2026Turned options or share units into sharesHeld indirectly (trust, family…)David A Peacock · DirectorSwapping options or units they already had for actual shares. Often followed by a sale or tax withholding. Form 4+2,812 sharesno price (not a sale)owns 13,764 after
Jun 4, 2026Turned options or share units into sharesDavid A Peacock · DirectorSwapping options or units they already had for actual shares. Often followed by a sale or tax withholding. (Phantom Stock Units) Form 4−2,812 unitsno price (not a sale)
Jun 4, 2026Turned options or share units into sharesAdam T. Berlew · DirectorSwapping options or units they already had for actual shares. Often followed by a sale or tax withholding. Form 4+2,812 sharesno price (not a sale)owns 24,475 after
Jun 4, 2026Other kind of transactionAdam T. Berlew · DirectorA transaction that fits none of the standard types; the footnotes explain it. (Phontom Stock Unit) Form 4−2,812 unitsno price (not a sale)
Jun 4, 2026Turned options or share units into sharesJames P. Kavanaugh · DirectorSwapping options or units they already had for actual shares. Often followed by a sale or tax withholding. Form 4+2,812 sharesno price (not a sale)owns 13,626 after
Jun 4, 2026Handed shares back to the companyJames P. Kavanaugh · DirectorShares returned to the company, not sold on the market. (Phantom Stock Units) Form 4−2,812 unitsno price (not a sale)
Jun 4, 2026Turned options or share units into sharesMaryam S. Brown · DirectorSwapping options or units they already had for actual shares. Often followed by a sale or tax withholding. Form 4+2,812 sharesno price (not a sale)owns 10,429 after
Jun 4, 2026Turned options or share units into sharesMaryam S. Brown · DirectorSwapping options or units they already had for actual shares. Often followed by a sale or tax withholding. (Phantom Stock Units) Form 4−2,812 unitsno price (not a sale)
Jun 4, 2026Turned options or share units into sharesLisa Landau Carnoy · DirectorSwapping options or units they already had for actual shares. Often followed by a sale or tax withholding. Form 4+2,812 sharesno price (not a sale)owns 10,611 after
Jun 4, 2026Turned options or share units into sharesLisa Landau Carnoy · DirectorSwapping options or units they already had for actual shares. Often followed by a sale or tax withholding. (Phantom Stock Units) Form 4−2,812 unitsno price (not a sale)
Mar 9, 2026Turned options or share units into sharesCharles Bradford Raymond · Co-Head Global Instl Eqty AdvSwapping options or units they already had for actual shares. Often followed by a sale or tax withholding. Form 4+53,241 sharesno price (not a sale)owns 117,780 after
Mar 9, 2026Shares kept back to pay taxCharles Bradford Raymond · Co-Head Global Instl Eqty AdvWhen share pay vests, the company keeps some shares to cover the tax bill. Not a decision to sell. Form 4−29,443 sharesat $73.05 = $2.2Mowns 88,337 after
Mar 9, 2026Received shares or options as payCharles Bradford Raymond · Co-Head Global Instl Eqty AdvA grant from the company as part of their pay, not a purchase. (Phantom Stock Unit) Form 4+60,673 unitsno price (not a sale)owns 144,260 after
Mar 9, 2026Turned options or share units into sharesCharles Bradford Raymond · Co-Head Global Instl Eqty AdvSwapping options or units they already had for actual shares. Often followed by a sale or tax withholding. (Phantom Stock Unit) Form 4−53,241 unitsno price (not a sale)owns 91,019 after
Feb 27, 2026Received shares or options as payRonald J Kruszewski · Chief executive (Chief Executive Officer) · DirectorA grant from the company as part of their pay, not a purchase. (Phantom Stock Units) Form 4+39,163 unitsat $74.03owns 236,278 after
Feb 27, 2026Received shares or options as payRonald J Kruszewski · Chief executive (Chief Executive Officer) · DirectorA grant from the company as part of their pay, not a purchase. (Phantom Stock Units) Form 4+27,009 unitsat $74.05owns 263,287 after
Feb 27, 2026Received shares or options as payBrantley McDuffie · Co Head FI Capital MarketsA grant from the company as part of their pay, not a purchase. (Phantom Stock Units) Form 4+10,533 unitsat $74.05owns 17,915 after
Feb 27, 2026Received shares or options as payBrantley McDuffie · Co Head FI Capital MarketsA grant from the company as part of their pay, not a purchase. (Phantom Stock Units) Form 4+13,504 unitsat $74.05owns 31,419 after
Feb 27, 2026Received shares or options as payDavid Rubulotta · Co-Head Fixed Inc Cap MktsA grant from the company as part of their pay, not a purchase. (Phantom Stock Units) Form 4+10,533 unitsat $74.05owns 23,432 after
Feb 27, 2026Received shares or options as payDavid Rubulotta · Co-Head Fixed Inc Cap MktsA grant from the company as part of their pay, not a purchase. (Phantom Stock Units) Form 4+13,504 unitsat $74.05owns 36,936 after
Feb 27, 2026Received shares or options as payChristopher K Reichert · Chief executive (CEO of Stifel Bank & Trust)A grant from the company as part of their pay, not a purchase. (Phantom Stock Units) Form 4+5,402 unitsat $74.05owns 29,041 after
Feb 27, 2026Received shares or options as payChristopher K Reichert · Chief executive (CEO of Stifel Bank & Trust)A grant from the company as part of their pay, not a purchase. (Phantom Stock Units) Form 4+4,051 unitsat $74.05owns 33,092 after
Feb 27, 2026Received shares or options as payMark P Fisher · Chief lawyer (Senior VP & General Counsel)A grant from the company as part of their pay, not a purchase. (Phantom Stock Units) Form 4+9,723 unitsat $74.05owns 38,250 after
Feb 27, 2026Received shares or options as payMark P Fisher · Chief lawyer (Senior VP & General Counsel)A grant from the company as part of their pay, not a purchase. (Phantom Stock Units) Form 4+5,402 unitsat $74.05owns 43,652 after
Feb 27, 2026Received shares or options as payJames M Marischen · Chief financial officer (Chief Financial Officer)A grant from the company as part of their pay, not a purchase. (Phantom Stock Units) Form 4+9,723 unitsat $74.05owns 38,991 after
Feb 27, 2026Received shares or options as payJames M Marischen · Chief financial officer (Chief Financial Officer)A grant from the company as part of their pay, not a purchase. (Phantom Stock Units) Form 4+5,402 unitsat $74.05owns 44,393 after
Feb 27, 2026Received shares or options as payCharles Bradford Raymond · Co-Head Global Instl Eqty AdvA grant from the company as part of their pay, not a purchase. (Phantom Stock Unit) Form 4+12,694 unitsat $74.05owns 70,083 after
Feb 27, 2026Received shares or options as payCharles Bradford Raymond · Co-Head Global Instl Eqty AdvA grant from the company as part of their pay, not a purchase. (Phantom Stock Unit) Form 4+13,504 unitsat $74.05owns 83,587 after
Feb 27, 2026Received shares or options as payDavid D Sliney · Chief operating officer (Chief Operating Officer)A grant from the company as part of their pay, not a purchase. (Phantom Stock Units) Form 4+12,424 unitsat $74.05owns 46,296 after
Feb 27, 2026Received shares or options as payDavid D Sliney · Chief operating officer (Chief Operating Officer)A grant from the company as part of their pay, not a purchase. (Phantom Stock Units) Form 4+5,402 unitsat $74.05owns 51,698 after
Feb 27, 2026Received shares or options as payThomas B. Michaud · Senior Vice PresidentA grant from the company as part of their pay, not a purchase. (Phantom Stock Units) Form 4+17,623 unitsat $74.05owns 69,112 after
Feb 27, 2026Received shares or options as payThomas B. Michaud · Senior Vice PresidentA grant from the company as part of their pay, not a purchase. (Phantom Stock Units) Form 4+13,504 unitsat $74.05owns 82,616 after
Feb 27, 2026Received shares or options as payJames M Zemlyak · PresidentA grant from the company as part of their pay, not a purchase. (Phantom Stock Units) Form 4+25,388 unitsat $74.05owns 119,887 after
Feb 27, 2026Received shares or options as payJames M Zemlyak · PresidentA grant from the company as part of their pay, not a purchase. (Phantom Stock Units) Form 4+13,504 unitsat $74.05owns 133,391 after

Read straight from the Form 4 filings Stifel Financial's directors, top managers and large owners sent to the SEC. Insiders sell for many reasons: taxes, diversifying, planned sales. Buying with their own money is rarer. None of this says whether to buy or sell the shares.

Finding insider trades…Reading each Form 4…Adding them up…

Who traded

Person and role	Bought	Sold	Shares held after
Maryam S. BrownDirector	–	$372.2K	7.9K
Michael W BrownDirector	–	–	103.3K
Michael J ZimmermanDirector	–	–	71.6K
Maura A. MarkusDirector	–	–	44.7K
David A PeacockDirector	–	–	13.8K
Adam T. BerlewDirector	–	–	24.5K
James P. KavanaughDirector	–	–	13.6K
Lisa Landau CarnoyDirector	–	–	10.6K
Charles Bradford RaymondCo-Head Global Instl Eqty Adv	–	–	117.8K